REGULATORY COMPLIANCE MANAGER

• Strong understanding and deep knowledge in compliance Management;
• At least holding Bachelor degree in business, banking and finance, law or related field.
• At least 5 years of working experiences and at least 2-year experiences in the Regulatory Compliance Function
• Must have deep knowledge related to the laws and regulations on banking and financial institutions
• Ability to perform Regulatory compliance check, reporting and make the corrective recommendation to Business Unit;
• Good at English (Chinese is preferable);
• Ability to work cross-functional;
• Ability to organize and work under pressures.

岗位职责

• Policy Implementation: Implement and enforce compliance policies and procedures across the organization.
• Prudential Monitoring: Review and testing on the prudential ratios to ensure the threshold is met the requirements of the regulations.
• Risk Assessment: Conduct compliance risk assessments to identify potential issues and areas for improvement.
• Monitoring: Regularly monitor compliance with internal policies, procedures, and external regulations. Conduct testing and spot checks as needed.
• Training: Develop and deliver compliance training programs for employees to raise awareness and ensure understanding of compliance requirements.
• Supporting Staff: Assist the Regulatory Compliance Unit and AML Compliance Unit on all related tasks.
• Reporting: Prepare and present compliance reports to Head of Compliance, highlighting any potential compliance risks, incidents, or issues.
• Collaboration: Work with other departments (e.g., Legal, Internal Audit, Risk Management) to ensure that compliance risks are managed effectively.
• Other Tasks: Execute other tasks assigned by Head of Compliance Department

如何申请

有兴趣的候选人请随时通过以下地址提交您的简历：

联系方式：023 989 736（周一至周五）

电子邮件：hr@peakwealthbank.com

电报： https://t.me/Pwb_KEVIN

仅联系入围候选人。